Job Overview
This role is part of the Advisory Trading Oversight team is responsible for trading controls and exception oversight for the firm's fee-based investment programs. The primary team functions support the firm's systematic trading for our managed accounts, including rebalancing, client-initiated allocation and model changes, trade completeness and controls, ineligible assets trading, and tax loss harvesting enrollment and oversight. If you enjoy a fast paced environment and solving complex operational exceptions, this is an exciting opportunity to make a meaningful impact.
Responsibility Summary:

Develop deep subject‑matter expertise in the team’s core and critical functions, including a clear understanding of both the “why” and the “how” behind the work, as well as the upstream and downstream impacts on key stakeholders.

Work must be completed timely and accurately and in consideration of the impact on the financial advisor, client, department, divi...