About the Company

A reputable financial services firm focused on compliance excellence.

About the Job

• Secondary Reviews: Execute second-line evaluations of KYC and Source of Wealth (SoW) files to guarantee precision, regulatory adherence, and risk detection.

• Wealth Verification: Critically analyze the logic and validity of client wealth narratives alongside their supporting documentation.

• Risk Management: Ensure the proper assignment of client risk profiles and the thorough resolution of potential warning indicators.

• Escalation Management: Draft clear case summaries and forward complex or elevated-risk scenarios to the AMLO with strategic recommendations.

• Audit & QA Maintenance: Keep meticulous quality assurance logs to ensure ongoing readiness for internal audits.

• Team Feedback: Offer structured...