Providing support and ensure the company is in compliance with applicable laws, regulations international best practices and internal policies.
JOB CONTEXT
Advise the Managing Director on how the activity of the company must comply with laws regulations guidelines of Securities and Exchange Commission (SEC) and international best practices
Key Responsibilities
Provide advice on laws and regulations to the company and ensure its compliance with the related requirementsPrevent unethical, illegal or improper conduct in the companyFile Suspicious and cash transaction report with FICEnsure that Compliance reporting to Securities and Exchange Commission (SEC) or partners are sent in due time with the required information and qualityPerform reviews planned in the Compliance Monitoring Plan and report to ManagementAdvise business on specific compliance mattersPreparation...