Assist in developing a robust framework and managing the compliance processes of the company and/or other entities under the Group, with a focus on Anti-Money Laundering and Counter-Financing of Terrorism, and data privacy of pension businesses
Conduct compliance review, monitoring and provide guidance to business and supporting units to help ensure the company fully complies with the relevant rules and regulations, company policy and code of conduct
Oversee customer due diligence processes, make escalations and coordinate with business units to seek approvals on high-risk clients identified
Promote a culture of compliance and compliance awareness and deliver training to Business Unit employees to reduce Compliance Risk
Prepare timely and accurate compliance management information reporting to the Business Unit Compliance Officer and/or Chief Compliance Officer and senior management.
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