Role Summary
Manager-level Regulatory Compliance professional with strong experience in regulatory frameworks and banking compliance. The role will focus on delivering regulatory gap assessments, conducting risk reviews, market conduct and consumer protection reviews, product governance assessments, and broader compliance advisory engagements for financial institutions.
Key Responsibilities
- Lead execution of regulatory gap assessments against regulations issued by regulatory authorities including CBUAE, SCA, DFSA, FSRA, VARA.
- Perform Market Conduct Compliance reviews, including assessments against Consumer Protection Regulations and Standards issued by CBUAE.
- Conduct Product Governance assessments, including review of product design, approval, suitability, disclosures, and post-sale monitoring frameworks.
- Deliver Conduct Risk Assessments, including identification of conduct risk drivers, indicators, and mitigation measures....