Assistant Manager, Quality Assurance & Regulatory Compliance

Support the execution of the AML Quality Control/Assurance plan through independent review of transaction monitoring, sanctions screening, customer due diligence, alert handling, and onboarding activities to assess adherence to internal policies, regulatory requirements, and procedural standards. The role is responsible for identifying control gaps, documenting observations, supporting remediation tracking, preparing meaningful reporting, and assisting with regulatory reporting submissions, stakeholder coordination, and implementation of regulatory requirements to strengthen the overall effectiveness of the AML and regulatory compliance control environment.

Responsibilities

• Conduct quality assurance reviews on AML investigations, transaction monitoring alerts, sanctions screening alerts, customer due diligence files, and related case handling activities to assess the quality, completene...