Recommend solutions to address specific challenges faced by the Bank in regulatory compliance matters and advise business/support units on compliance to laws, rules and standards.
Identify, assess and advise impact of regulatory compliance risks during new product/services development, process, marketing/promotional campaigns and other related activities.
Review submission of relevant regulatory compliance reports/responses to regulatory bodies on compliance matters.
Analyze cases escalated to Group Compliance and to assess and determine any non-compliance to regulations.
Resolve identified issues, and escalate concerns to respective superiors as appropriate to ensure timely awareness of any material concerns, drive compliance related projects bank wide as and when required.
Conduct training to stakeholders on key Compliance topics – eg:- Data Protection and Secrecy, BNM Foreign Exchange Policy, CRS/F...
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