Description

PRIMARY FUNCTIONS AND ESSENTIAL RESPONSIBILITIES
The new Associate will play a key role in support of Ares compliance with marketing materials policies. Specific responsibilities will include:
• Provide primary compliance marketing review support of marketing materials and business communications, including DDQs, RFPs, webinars, quarterly and annual reports to ensure compliance with regulatory guidance and Ares Marketing and Advertising policy.
• Communicate issues and escalate as needed with Compliance Leadership
• Monitor all submissions of materials in timely fashion and ensure high quality and timely reviews
• Assist with marketing review system administration, including onboarding, training, workflow management, problem solving, etc
• Assist with projects and initiatives
• Stay abreast of SEC and Ares guidance regarding financial communications and related global regulatory guidelines and updates
•Assist with deve...