Conduct regulatory compliance audits and special assignments in accordance with the annual audit plan, internal audit policies, and relevant regulatory requirements.
Conduct and take ownership of operational audits as per audit schedules and annual plans.
Ensure completion of regulatory compliance, AML, and operations audit assignments as per plan, maintaining alignment with internal audit standards and procedures.
Prepare and propose compliance-focused audit checklists and programs, ensuring these reflect current regulatory requirements.
Deliver comprehensive and high-quality audit reports, ensuring findings are evidence-based, relevant, and actionable.
Oversee the identification, analysis, and evaluation of compliance and AML risks, gaps, and control weaknesses within audited functions.
Review and validate working papers to confirm that reported findings are adequately supported.
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