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Support the planning and execution of Resolution Pack (RP) tests, including coordinating test activities, collecting and maintaining complete audit-ready evidence, and documenting results and actions. Escalate issues and exceptions to senior team members and contribute to the team’s ongoing compliance with FCA CASS 10 requirements.
As a CASS Governance & Oversight Analyst within the CASS Governance & Oversight team you will design and implement the oversight framework for CASS rules requirements within the CIB (Commercial and Investment Bank), ensuring the CIB’s Client Asset Oversight Officer (CAOO) and relevant Senior Management Functions (SMFs) are able to deliver on their regulatory responsibilities. You will work closely with Operations, Business and Product Management spanning all lines of business across the In-Scope Legal Entities. In addition, you will partner with Compliance, Audit and Risk.