Description du poste
The Compliance Officer assists the Head of Business Compliance in his missions of ensuring compliance of CACEIS with regulatory requirements.
Its main missions are as follows:
Provide opinions on new products, requests from the Business, key projects and regulatory issues;Perform impact assessments on CACEIS business in the context of the regulatory watch, ensure the MIFID II requirements are complied with, identify potential compliance risks and improve controls as per the control plan;Focus on transaction reporting matters, MIFID II rules relating to investment services, crypto-assets;Respond to requests from internal and external auditors and requests from regulators;Follow up on the recommendations from the internal audit and the CSSF;Contribute to reporting to the Management.