A leading global capital markets organisation is seeking a Chief Compliance Officer to lead its Compliance function from Dubai. This is a senior leadership role with responsibility for maintaining a robust regulatory framework across a growing international business operating across institutional and wholesale markets.
Key Responsibilities - Serve as the senior Compliance officer and trusted adviser to the Board, Executive Committee, and business leadership
- Lead the development and execution of the firm's Compliance strategy, governance framework, and regulatory risk management programme
- Provide oversight of Compliance Advisory, Monitoring & Testing, Regulatory Reporting, Market Conduct, and Licensing activities
- Act as the primary point of contact for regional and international regulators
- Advise on regulatory developments impacting capital markets, brokerage, trading, derivatives, and institutional client activities
- Overs...