Take the lead as Chief Compliance Officer at Equiton, ensuring a robust compliance culture within the investment sector. Oversee regulatory adherence and compliance framework enhancements.
As the Chief Compliance Officer, your role is to provide strategic leadership to Equiton’s compliance program. You will manage compliance across various regulated entities, driving accountability and risk awareness in every function. This position involves significant engagement with regulators and the executive team on compliance matters.
Key Responsibilities:
• Oversee compliance functions across all investment entities
• Develop and maintain a robust compliance framework
• Ensure accuracy in regulatory filings and investor documents
• Conduct compliance training sessions across the organization
• Serve as the primary contact for regulatory matters
Requirements:
• 10+ years in a compliance role in financial services
• Background in securities law is a strong advantage<...