Job Description
Regulatory Leadership & Compliance Oversight
Define and manage a forward-looking compliance strategy across multiple jurisdictionsOversee licensing, regulatory obligations, and adherence to evolving frameworksAct as primary contact for supervisory bodies, including managing reviews, inspections, and enquiriesEstablish and continuously enhance policies, procedures, and internal controls aligned to regulatory expectationsProvide subject-matter expertise across a broad range of investment products and structures
Enterprise Risk Management
Design and implement a firmwide risk management architecture, including governance, appetite setting, and reportingMaintain a consistent approach to identifying, evaluating, and mitigating key risksDevelop scalable tools such as risk registers, self-assessments, and monitoring frameworksDeliver clear ins...