Engage with CI Financial as a Compliance Officer in Toronto, overseeing complaints and regulatory investigations. Drive compliance through effective management of reportable matters.

This full-time position requires an expert to assess and report complaints swiftly and transparently. With at least 5 years in the investment industry under your belt, your role will center on preparing detailed internal reports and maintaining continuous communication with various stakeholders, including legal departments and compliance management.

Key Responsibilities:
• Assess and classify reportable matters per policy guidelines
• Ensure timely reporting to CIRO and AMF
• Prepare comprehensive investigation reports and summaries
• Communicate with management and legal for issue resolution
• Ensure complaint handling adheres to established regulations

Requirements:
• Relevant degree and industry-specific certifications
• Mi...