New opportunity within a regional CDD team covering Japan, Korea, Greater China, Singapore, ASEAN and Australian client on-boarding.
The team perform CDD across a range of new and existing counterparties, including energy and mining firms, corporates, traders and institutional investors. This can include enhanced due diligence where applicable.
Responsibilities - Undertake sanction, PEP and AML screening
- Obtain background information on clients through online research and other relevant sources
- Work closely and in a timely manner with brokers and clients directly as part of the on-boarding process
- Review Client Due Diligence information held on existing clients to identify gaps and obtain missing documentation
- Record account status and approval information in the appropriate databases/spreadsheets
- Update the PEP register and complete PEP forms and ensure all PEP relations are approved by the MLRO and relev...