Compliance Analyst - AIFM experience ESSENTIAL

This range is provided by Austin Andrew. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

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Our client manages close to £10billion AUM, employing in excess of 200 staff from its City of London offices

The role can include (but not limited to) assisting with reviewing financial promotions and marketing material to ensure the firm meets its regulatory responsibilities, working with the team on undertaking the Compliance Monitoring Programme, and helping or leading on regulatory change projects

Key Responsibilities/Accountabilities

• Undertake testing in line with the Compliance Monitoring Programme, working with the business on issues identified to ensure they are reported, and remediation is completed where needed. Review and develop the program to ensure r...