Compliance Officer Chicago

A financial services firm is hiring a Compliance Officer to monitor trading activity and communications across multiple asset classes.

Key Responsibilities:

• Review and assess trade and communications alerts


• Escalate potential violations with supporting documentation


• Produce regular compliance metrics and reports


• Coordinate with internal teams on compliance processes


• Stay current on regulatory changes

Requirements:

• Experience in a compliance or surveillance role within financial services


• Familiarity with US financial regulations


• Strong analytical and communication skills


• Ability to manage multiple priorities in a fast-paced environment