As the Compliance Lead, you will lead the Compliance function by providing strategic regulatory and compliance oversight, advising senior management on regulatory and compliance risks, and ensuring the company maintains an effective compliance framework in line with applicable regulatory requirements and industry best practices.
Key Responsibilities Regulatory Compliance & Advisory - Lead and enhance the firm’s compliance framework, policies and internal controls to ensure compliance with applicable regulatory requirements
- Provide regulatory and compliance advisory support across capital markets products and services, including securities, exchange-traded derivatives, collective investment schemes, structured products and digital brokerage initiatives
- Monitor and assess regulatory developments, including MAS regulations, SFA, FAA, MAS Notices and Guidelines, and exchange rules
- Advise stakeholders on regulatory obligations, ne...