We are working with a large wealth management business looking to hire a Compliance Monitoring Analyst. The role will be part of the close-knit Compliance Monitoring Team which is part of the broader Regulatory Compliance team.
Candidates will have a strong grounding in Compliance Monitoring, ideally from within a similar Wealth or Asset Management business.
Job Requirements:
Execute compliance monitoring testing independently and collaboratively with the Head of Compliance Monitoring.Manage your workload against strict deadlines, ensuring timely reporting and consistent delivery across all scheduled reviewsContinuously drive improvements to test scripts and methodologies, drawing on regulatory developments, past results, system changes, new business activity, staff movement and customer complaint trendsGather and analyse data, documentation and management information to support the broader testing programmeProduce clear,...