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Summary of Role:
Based in Singapore and employed by Neuberger Berman Singapore Pte. Limited (“Neuberger Singapore”), the Compliance Officer will be a member of the regional compliance team (“Neuberger Asia Compliance”), which covers the firm’s business activities and operations across the Asia Pacific (ex China, Japan and Korea) region (“Neuberger Asia”), and will report to the Head of Compliance for Neuberger Asia, who is based in Singapore. Although primarily focused on compliance matters relating to Neuberger Singapore, as a member of the Neuberger Asia Compliance team, he/she will be a part of and work closely with Neuberger’s Global Compliance team on all matters related to the development, implementation and ongoing maintenance of Neuberger Asia’s compliance risk management framework, as well as partnering closely with the Neuberger Asia Legal team.
Responsibilities:
Responsible for the implementation and ongoing maintenance (incorporate requirements from...