Role Overview

The Compliance Officer is responsible for overseeing and implementing compliance systems while Investa meets its business goals.

Key Responsibilities

• Implement and manage an effective legal compliance program.
• Manage the company’s AML program by establishing and/or maintaining existing AML procedures and frameworks to mitigate operational, compliance, and reputational risks.
• Responsible for the internal control supervision of other employees, agents, salesmen, officers, directors, clerks and stockholders of the investment arms of Investagrams, Inc. (Stock Broker, Mutual Fund Distributor, and future investment-related companies) in compliance with the rules and regulations of the SEC, BSP, AMLA, and the PSE.
• Develop procedures and monitor on a daily basis compliance with AMLA and diligently observe reporting procedures such as filing of STRs and CTRs.
• Create and manage effective action plans in...