Responsibilities

• Support the implementation and execution of the annual compliance testing plan as approved and concurred with businesses.
• Conduct and oversee compliance testing, monitoring, and quality assurance activities across assigned business areas.
• Identify regulatory and control gaps, assess root causes, and provide practical recommendations to improve business processes and strengthen control environments.
• Lead testing kick‑off meetings, develop detailed testing programs, templates and questionnaires, and coordinate information and data collection from testing subjects.
• Perform testing analysis, follow up on outstanding items, and ensure high‑quality working papers and testing evidence are maintained.
• Draft clear, accurate, and concise testing reports for management and stakeholders.
• Assist the team in reviewing testing workpapers, findings, and final reports prior to release.
• Ensure al...