Elevate your career as a Counselor for Regulatory Compliance at Fiera Capital. This hybrid role emphasizes client compliance monitoring and process enhancements in a dynamic environment.
You will be instrumental in executing compliance controls and driving regulatory adherence, requiring at least five years of experience in a similar field, ideally in investment management. Responsibilities also include addressing deficiencies in client onboarding and ensuring accurate compliance reporting, all while collaborating with internal stakeholders to achieve objectives effectively.
Key Responsibilities:
• Monitor and test compliance controls systematically
• Identify and remediate control gaps effectively
• Implement client onboarding surveillance and documentation checks
• Review marketing materials against internal policies
• Prepare for regulatory requests and audits
Requirements:
• Bachelor’s degree in a related field
• At least five years in a compliance-cen...