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Dealer Risk Management Analyst

Company

Securities and Exchange Commission

Location

United States, MULTIPLE LOCATIONS

Posted

July 21, 2026

Position Overview

Summary Are you passionate about financial markets, data analysis, and protecting investors? The Risk Supervised Broker-Dealer Program (RSBD) in the Division of Trading and Markets (TM) is looking for a motivated and detail-oriented early-career Financial Analyst (Dealer Risk Management Analyst) to join our team. This is your opportunity to build a meaningful career at one of the most respected financial regulatory agencies in the world. Responsibilities In this role as a Dealer Risk Management Analyst, you will be responsible for: Reviewing Internal Risk Controls - Analyzing internal risk management frameworks covering market, credit, leverage, liquidity, legal, and operational risks at Alternative Net Capital (ANC) firms, OTC Derivatives Dealers (OTCDDs), and Security-Based Swap Dealers (SBSDs) to assess their effectiveness in managing firm-wide exposures. Analyzing Financial & Risk Filings - Reviewing and evaluating monthly, quarterly, and annual regulatory filings containing financ...

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