• Oversee and ensure timely submission of all regulatory and statutory reports to relevant authorities.
• Lead the review of compliance frameworks, policies, and procedures to ensure alignment with current regulatory requirements.
• Manage and coordinate ad-hoc reporting requests from regulators and internal stakeholders.
• Drive continuous process improvements to enhance efficiency, accuracy, and compliance effectiveness.
• Ensure full compliance with regulatory requirements relating to derivatives trading and operations.
• Supervise periodic reporting and ensure accuracy and timeliness of submissions.
• Conduct regular reviews of derivatives-related processes and controls.
• Handle ad-hoc regulatory queries and reporting requirements.
• Identify gaps and implement process improvements to strengthen compliance controls.

AML/CFT Monitoring

• Oversee end-to-end AML/CFT framew...