Assist PWG front office, as part of the Client Onboarding and Lifecycle Management team with client, product suitability, tax and other relevant regulatory review, assessment, approvals and other related tasks.
Prepare, maintain, and organize materials (training, checklist, guidelines), contributing also to NPC proposals, and ad-hoc information requests.
Respond promptly to client queries and coordinate internal / external follow-ups.
Support front office pipeline prioritization, ensuring timely and accurate execution of necessary reviews and account refresh activity
Help identify process efficiency opportunities and assist in change initiatives.
Develop, implement, and monitor key controls for regulatory related processes owned by the Client Onboarding and Lifecycle Management team
Ensure compliance with regulatory requirements, Suitability, Tax checks.
Maintain updated...
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