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Director of Business Controls at ScotiaMcLeod

Company

Scotia Wealth Management

Location

toronto, on

Posted

July 04, 2026

Position Overview

Lead strategic oversight in risk and compliance as the Director of Business Controls at ScotiaMcLeod. This senior position focuses on enhancing governance within a wealth advisory framework across Canada.

ScotiaMcLeod is looking for a seasoned leader for the Director position in Business Controls and Oversight. You will oversee a national supervision team while ensuring compliance across 91 branches supporting 1,400 registrants. Collaboration with compliance, legal, and advisory stakeholders is crucial for embedding strong risk management into business practices.

Key Responsibilities:
β€’ Lead the ScotiaMcLeod National Supervision Team effectively
β€’ Identify control gaps and regulatory trends proactively
β€’ Drive risk frameworks and governance standards implementation
β€’ Support compliance findings and internal investigations
β€’ Foster team talent development and succession planning

Requirements:
β€’ 5+ years in financ...

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