Job Description

As an Equity Derivatives Deal Review Associate in the Deal Review team within Equity Derivatives Operations, you act as a key control to help ensure the deal agreed with the client is correctly booked and risk-managed in firm systems and is consistent with executed legal documentation. You will perform deal reviews for over-the-counter and securitized trades across desks and regions, escalating exceptions and partnering with stakeholders to strengthen control processes. You will also support reporting and analysis to identify trends, control gaps, and improvement opportunities.

Job Summary

• Review trade economic terms against internal booking and risk records to confirm accuracy and completeness
• Compare legal confirmations and term sheets to internal records and identify breaks, missing details, or inconsistencies
• Escalate unissued or unexecuted documentation and material exceptions within required timelines