Field Supervision Analyst

Mid-level frontline supervision role responsible for executing Tier1 daily supervisory activities from a Manulife office location in the assigned region. The role focuses on routine reviews, documentation quality, and timely escalation, supporting Senior Field Supervision Managers and the Regional Field Supervision Officer. This is a hybrid role; work is primarily performed from Manulife offices across the country; travel is limited and typically not required.

Key Responsibilities

• Perform Tier1 supervision, approval of daily, monthly, quarterly trade reports.
• Review and approve new accounts and KYC updates.
• Communicate with advisor teams regarding compliance inquiries.
• Assist with investigations related to complaints and regulatory inquiries.
• Assist the firm in resolving compliance issues with respect to regulatory guidelines and interpretation of regulations.
• Perform daily, month...