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Head of Compliance

Company

Rutherford

Location

Cardiff, United Kingdom

Posted

July 01, 2026

Position Overview

Our client is a well-established corporate broker with a growing international presence, including offices in London and Dubai. Renowned for their expertise in capital markets and advisory services, they work with a broad range of clients from listed companies to high-growth private businesses. As part of their continued expansion, they are seeking a Head of Compliance to lead and build their global compliance function.

The Role

Reporting directly to senior management, the Head of Compliance will be responsible for overseeing all regulatory and compliance matters across the business, ensuring robust governance frameworks are in place. The successful candidate will play a strategic role in maintaining the firm’s reputation for integrity and regulatory excellence.

Key Responsibilities:

  • Lead and manage the firm’s compliance framework across the UK and support coordination with the Dubai office.
  • Act as the firm’s primary contact ...

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