Responsabilities

Its main missions are to:

• Conduct thematic reviews across front, middle and back-office functions

• Contribute to trade surveillance activities to identify, investigate and escalate

potential market abuse, ensuring robust detection frameworks and full

regulatory compliance.

• Contribute to the annual compliance risk assessment and define, implement

and monitor a risk-based control plan, ensuring effective coverage of key

regulatory risks and timely remediation of identified gaps.

Additional Responsibilities:

• Conduct and coordinate on-site compliance oversight of branches and

subsidiaries to assess control effectiveness, ensure alignment with

standards, and drive remediation of identified deficiencies

• Contribute to compliance with US regulatory requirements where applicable

• Provide day-to-day compliance guidance to internal stakeholders

• Support senior...