PhillipCapital Group is a leading integrated financial institution headquartered in Singapore with a global presence in over 15 countries. In Malaysia, we are recognized for our strong reputation in capital markets, offering innovative financial solutions in broking, asset management, financial planning, and investment research.

Responsibilities

• Oversee and manage the company's compliance function ensuring adherence to all applicable laws, regulations, guidelines, internal policies and governance requirements.
• Provide independent compliance oversight, identify and mitigate regulatory risks, and promote a strong compliance culture throughout the organization.
• Ensure regular compliance monitoring reviews of each area of the company's operations to ensure compliance with legal, regulatory, internal policies and requirements; including Anti-Money Laundering and Anti-Terrorism Financing requirements.
• Assist in preparing timely and ...