Provide independent oversight, challenge, and guidance to ensure effective management of regulatory compliance risk, including oversight of regulatory change identification, assessment, implementation, and sustainment.

Support the oversight of regulatory compliance management activities conducted by Risk Owners and business segments, including review and challenge of business impact assessments, implementation readiness and controls for in-scope regulatory changes.

Help ensure compliance with internal standards, enterprise risk management frameworks, and applicable laws, rules, and regulations, including timely adaptation to changes in the regulatory environment.

Provide independent oversight of the implementation of regulatory compliance frameworks, standards, policies, procedures, and related control environments across Wealth business lines.