Rev & Regs are recruiting for a Market Surveillance Officer position for a highly regarded and well-established broker in the City of London.

The candidate will be involved with performing trade surveillance and monitoring of voice and electronic communications relating to the organisation’s trading and broking activities.

Responsibilities:

• Monitoring and closing of market surveillance alerts and electronic communications to identify suspicious behaviour that could be indicative of market abuse, insider trading, financial crime or inappropriate market conduct.
• Calibration and tailoring of monitoring systems to ensure that alerts are generated optimally and reduce false positives across trade surveillance and electronic communications systems.
• Producing and checking reliable MI on surveillance activity for the Board and governance committees on the market abuse governance and the control framework.