The Opportunity:

 

The Fisher Investments Luxembourg, Ireland Branch (“FIL IE”) Operations Specialist manages the Anti-Money Laundering (AML) and onboarding processes for prospective clients of our European business. This role would oversee the operational steps in reviewing Fisher documents, AML documents and AML/KYC information for prospective clients to approve them to contract with Fisher. You will also be responsible for periodic reviews of subsets of clients and overseeing ongoing AML quality.

 

The Day-to-Day:

Perform operational AML Onboarding tasks to completion, primarily using AML tools

Identify, create, and develop documentation for the group and provide initial training to partner groups such as CSAs, ICs, Sales

Support ongoing training for TAs and ICs in Europe on AML, statements and documentation

Conduct project work to align processes between entities and manage process changes tied to AML technology enhancements