Responsibilities

• Analyze regulatory technical standards and design SOPs based on regulatory requirements.
• Provide advice and objective reviews to ensure operational risks are identified, assessed, and managed.
• Conduct independent assessments and daily monitoring of operations based on the regulated entity’s rulebooks.
• Monitor regular operational cycles, validate results, and continuously improve operational processes.
• Periodically audit operational results, processes, and public information to identify potential regulatory and compliance risks.
• Coordinate with various teams to prepare periodic and ad-hoc notifications to regulators.

Requirements

• 5+ years of experience in financial institutions, with strong knowledge of financial products and processes.
• Deep understanding of regulated derivatives exchanges and clearing houses.
• Proven experience in risk, control, or regulatory c...