RESPONSIBILITIES

• Conduct of Self Evaluation semi-annually
• Review of the Compliance Self-Evaluation test forms
• Self-Inspection
• Additional manpower in conducting the self-inspection
• Supervise and collate the test forms
• Review and routing of the test forms
• Review and routing of regulatory issuances
• Assist in Compliance trainings
• Preparation of Compliance training minutes & documentation of Compliance training
• Preparation of Senior Management Committee meeting minutes
• Assist in policy writing
• Assist in manual review
• Risk Functions

QUALIFICATIONS

• Bachelor’s degree in Finance/Accounting/Banking or equivalent
• At least 3 years of working experience in the related field
• Preferably Supervisor/5 years & up experienced employee specialized in Banking/Financial Services or equivalent