Drafting, reviewing, and negotiating securities trading agreements, prime brokerage agreements, and related margin documentation.
Providing legal guidance on margin lending regulations, FINRA Rule 4210, Regulation T, and Regulation U compliance.
Collaborating with internal teams, trading desks, and clients on cross-asset transactions including swaps, options, futures, equities, and fixed income instruments.
Managing regulatory compliance, risk mitigation, and operational issues for clients in financial services and capital markets.
Staying ahead of industry trends and updated margin rules to provide proactive counsel.
Qualifications:
3+ years of experience in securities law, prime brokerage, or financial services legal practice.
Strong knowledge of U.S. securities regulations, including the Securities Act of 1933 and Securities Exchange Act of 1...
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