What you'll do:

Responsibilities (how we will measure success)

We are seeking a highly skilled Senior Associate to join our team for the provision of compliance consultancy services to clients. The ideal candidate will have a strong background in regulatory compliance, AML, Financial Resource Rules (“FRR”) and exceptional client-facing abilities. This role involves providing comprehensive compliance advisory services to clients regulated by the Securities and Futures Commission (SFC) and addressing complex compliance issues.

Tasks (what does the role do on a day-to-day basis)

• You'll act as the primary client liaison, delivering compliance consultancy services, handling inquiries, and ensuring client satisfaction and regulatory adherence
• You'll conduct regulatory research and provide timely advisory on SFC rules, updates, and compliance requirements
• You'll p...