Responsibilities
Ensuring all trades are processed as per SOP adhering to the cut-offs.
Ensuring all trades are settled within the stipulated cut-offs.
Good Knowledge for Trade settlement activities related to Bonds, Equities & Mutual fund processing.
Ensuring all MI reports for Business, Quality and Sales Governance are compiled within the agreed TAT
Periodically assist in the training of the new staff in the team
Assist in revision of SOPs for all related processes.
Promptly revert to customer and RM queries
Ensuring ONR MI is sent on a daily basis and ageing items are escalated.
Ensuring all reconciliations are completed on time and exceptions are identified and resolve the securities and cash breaks on timely manner
Processing transactions accurately and timely
Exception Identification
Training & Testing
Recommending additions and modifications to Process/Policy/SOP
Recommending improvements in operational procedures and risk ...