Description
Business Analyst/Product Owner – Risk & Compliance Digital Products (Electronic Communications - eComms)
Project:
eComm (Electronic Communications) Supervision initiative within a Financial Supervision/Compliance organization, it is focused on monitoring, reviewing, and supervising advisor communications across email, social media, and other electronic channels to meet FINRA and SEC regulatory requirements.
From a project perspective, the objective is to reduce regulatory and conduct risk by centralizing and modernizing communications surveillance, improving automation, and strengthening oversight of advisor digital communications.
Overview
Product Owner to lead and evolve a portfolio of products supporting the Risk & Compliance organization’s digital transformation strategy. This role partners across business and technology teams to deliver scalable, client-focused solutions that improve operational efficiency, strengthen risk management capabilities, ...