Senior Compliance Analyst opportunity working with a rapidly growing Lloyd’s MGA. Reporting into the Compliance Manager, you will support the Compliance team in its day-to-day activities in support of the business and its managed Syndicate.
Key Responsibilities:
- Support the delivery of the compliance plan, including advisory, monitoring, reporting, and regulatory activities.
- Review, analyse, and report on regulatory changes.
- Monitor and report on conduct risk exposure (e.g., Consumer Duty, treating customers fairly, product oversight, complaints).
- Assist with complaints handling, liaising as required with claims teams, coverholders/TPAs, Lloyd’s, LIC, and the Financial Ombudsman Service.
- Deliver compliance monitoring activities and support sanctions/financial crime oversight for underwriters and the wider business.
- Review and report monthly on underwriting teams’ performance against contract cer...