Advance your compliance career as an Associate Vice President at a prominent Canadian investment management firm. This role emphasizes both strategic oversight and hands-on operational execution.

As part of the compliance team, you'll report to the Chief Compliance Officer and play a key role in refining compliance controls and governance frameworks. The ideal candidate will possess experience in risk assessments, process improvement, and Canadian securities regulations, ensuring that compliance is integrated throughout business operations.

Key Responsibilities: • Strengthen compliance control frameworks and governance • Conduct comprehensive risk assessments and testing • Implement robust monitoring and surveillance strategies • Optimize program maturity and process efficiencies • Liaise with stakeholders and prepare senior management briefings

Requirements: • Proven experience in asset management or financial services • Expertise in compliance, governance, ...