Senior Compliance Officer, Global Control Room Information Barriers Surveillance

Requisition ID: 267029

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

**Purpose**

Contributes to the overall success of the Global Information Barrier Surveillance Program within the Global Control Room by maintaining Information Barriers to safeguard sensitive, confidential, and material non-public information within the Bank. Ensuring all activities are conducted in compliance with governing regulations, internal policies, and procedures.

**Accountabilities**

+ Support the development and implementation of the Global Information Barriers Surveillance program for the GBM&T and Global Control Room, in relation to reviews and escalations against the Watch Lists and the Restricted Lists for Inventory Trading / Employee Trading Reviews and E-Communication Lookback Surveillance.
+ Monitor the functi...