Job Category: Individual Contributor

Requisition Number: SENIO

Job Type: Full-Time, Hybrid

Location: 40 Temperance Street, Suite 2600, Toronto, ON M5H0B4, CAN

Senior Investigative Trading Analyst (12 Month Contract)

The Senior Investigative Trading Analyst conducts preliminary investigations of possible violations of UMIR and Canadian securities laws.

Core Responsibilities

• Conduct preliminary assessments and investigations, identifying/confirming UMIR or Canadian securities law violations
• Write clear and concise preliminary investigation reports, and develop conclusions based on analysis
• Review complaints and determine whether further review is warranted
• Coaching & overseeing work of assigned Investigative Trading Analysts
• Support the development of new monitoring tools and systems
• ...