Position Overview
Job Overview Senior Manager, Business Compliance – responsible for supervising PC Bank’s Regulatory Compliance Management System (RCMS) in a key risk management role, serving as a credible business advisor and partner representing the Compliance organization to business functions.
Responsibilities
Provide compliance advisory support to PC Bank corporate functions (HR, treasury, legal/privacy) and consumer protection programs (market conduct obligations, sales practices, fraud, complaints, and customer operations).
Lead and participate in key strategic projects, advising on application of compliance requirements for new products or initiatives, process development, development of controls and monitoring, remediation of compliance breakdowns, and changes in law or regulation.
Identify and assess regulatory risks, evaluate the effectiveness of controls implemented by business units and review thematic areas to ensure compliance with applicable legislati...