Job Title : Senior Manager Inspection and Internal Control

Experience : 9 to 13 Years

Location : Mumbai

Roles & Responsibilities

• Oversee onsite inspections and compliance visits conducted by regional offices.
  
• Review inspection observation sheets, reports, and compliance findings.
  
• Monitor trading member data and identify compliance gaps or regulatory concerns.
  
• Expand inspection scope beyond standard checklists wherever required.
  
• Draft and manage Limited Purpose Inspection scopes for trading members.
  
• Analyze internal audit reports submitted by members and highlight non-compliance issues.
  
• Coordinate with committees and prepare agendas related to member compliance matters.
  
• Track annual returns, net-worth reports, and financial s...