To assist in the design and support the execution of the Annual Compliance Monitoring and Testing Plan, encompassing key regulations, themes and processes. Also, special reviews as and when requested
Perform testing of business activities, controls, and processes, documenting findings, root cause analysis, and recommendations for remediation.
Track, follow up, and validate the closure of compliance-related issues, ensuring corrective actions are effective and sustainable.
Assist in the preparation of periodic monitoring reports and dashboards for senior management and governance committees.
Provide input to strengthen monitoring methodologies, testing frameworks, and risk assessment processes.
Collaborate with business units and control functions to raise awareness of compliance obligations and promote a strong compliance culture.
Support regulatory examinations, internal audits, and other assurance reviews by providing test...
Ready to Apply?
Join thousands of Americans building their careers