Senior Regulatory Oversight Specialist


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locations

Malvern, PA

Scottsdale, AZ

Charlotte, NC






time type

Full time





posted on

Posted 9 Days Ago





job requisition id

179788




Summary

The role will conduct effective and unbiased oversight supporting the Personal Investor’s product and service offerings. The oversight expands across both crew and direct leader duties to ensure compliance with the policy and procedures set forth to support Personal Investor’s evolving product and service offerings and evolving regulatory landscape. The ideal candidate should possess a high degree of attention to detail, a lear...